fns04 financial services training package practice management risk and compliance competency standards national codes fnsprac601a fnsprac703a fnsrisk501a fnsrisk602a fnscomp401a fnscomp703a table of contents 1 fnsprac501a manage maintain small medium business operations 3 establish supervise monitor systems to conform with legislation regulations 9 fnsprac602a improve the 15 fnsprac603a grow 21 fnsprac701a prepare application guidelines 27 fnsprac702a or review marketing client supplier relationships 33 human resources administration information support 39 45 undertake identification 47 fnsrisk502a assess risks 51 fnsrisk601a develop implement mitigation plan 56 determine exposure strategies 60 67 conduct individual work within a framework 69 fnscomp402a facilitate statutory legislative regulatory requirements via staff education 74 fnscomp501a comply industry professional 79 fnscomp601a interpret obligations for organisational 86 fnscomp602a 93 unit